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Legislation & Regulations

Circulars

Circular: SU/CCI/2013/007
To:          All principal Intermediaries
Email
 
Dear Responsible Officer,
 
Please be advised that Form INT-6 (Notification of Changes of Information by a Principal Intermediary), Form INT-7 (Notification of Changes of Information by a Subsidiary Intermediary) and Form RP (Request Form for Resetting Password of MPF Intermediaries Login) are amended with the following changes:
 
Form INT-6
There is a new Section II(b) (Consent to Revoke Our Registration as a Principal Intermediary); and the signing requirement in Section IV (Declaration) has been revised.
 
Form INT-7
There is a new Section V(b) (Request MPFA to Revoke My Approval as a Responsible Officer of the Principal Intermediary listed in Section V(a) above).
 
Form RP
Note 4 concerning replies to Subsidiary Intermediaries who are Appointed Long Term Insurance Agencies has been revised.
 
Commencing on 1 January 2014, all the registered intermediaries are required to use the revised Forms.  The revised Forms can be downloaded from the Authority’s website at www.mpfa.org.hk.  Please click “Intermediary” under “Industry Practitioner” and then “Forms” under “useful Tools” to access the Forms.
 
Please share this message with your subsidiary intermediaries.  Should you have any questions, please do not hesitate to contact your case officer. 
 
Thank you for your attention.
 
Robin Gill
Head (Intermediaries)

c.c.   Hong Kong Monetary Authority – Mr Kevin Sham
        Securities and Futures Commission – Mr Sam Tung
        Office of the Commissioner of Insurance – Ms Shirley To
 

Last Revision Date: 17/10/2014