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Previous Version
Please note that the MPF guidelines below are previous versions which are no longer in effect.
Part I Guidelines on Licensing
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No.
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Name of Guidelines
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Issued Date (month/year)
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|---|---|---|
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I.1
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Guidelines on Application for Approval as Trustees and Application for Approval as Controllers of Approved Trustees
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I.2
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Guidelines on Application for Registration of Provident Fund Schemes
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I.3
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Guidelines on Custodians
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I.4
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Guidelines on Eligible Insurers
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I.5
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Guidelines on Application for Approval of Constituent Funds
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I.6
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Guidelines on Application for Approval of Pooled Investment Funds
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I.7
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Guidelines on Central Securities Depositories
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I.9
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Guidelines on Approved Credit Rating Agencies
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I.10
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Guidelines on Application for Cancellation of Approval of Constituent Funds
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I.11
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Guidelines on Application for Cancellation of Approval of Pooled Investment Funds
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Part II Guidelines on Reporting Requirements
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No.
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Name of Guidelines
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Issued Date (month/year)
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|---|---|---|
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II.1
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Guidelines on Monthly Returns of Registered Schemes
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II.2
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Guidelines on Monthly Returns of Approved Pooled Investment Funds being Capital Preservation Funds
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II.3
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Guidelines on Quarterly Statistical Returns of Registered Schemes
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II.4
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Guidelines on Annual Statements of Registered Schemes
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II.5
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Guidelines on Annual Statements of Approved Pooled Investment Funds
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II.6
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Guidelines on Internal Control Report for each Registered Scheme
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II.7
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Guidelines on Quarterly Returns of Approved Pooled Investment Funds
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II.8
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Guidelines on Monthly Statistical Returns of Registered Schemes
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II.9
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Guidelines on Notification of Events of Significant Nature
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II.10
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Guidelines on Quarterly Statistical Returns of the Default Investment Strategy of Registered Schemes
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Part III Guidelines on Investment
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No.
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Name of Guidelines
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Issued Date (month/year)
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|---|---|---|
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III.1
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Guidelines on Debt Securities
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III.2
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Guidelines on Equities and Other Securities
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III.3
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Guidelines on Eligible Overseas Banks and Authorized Financial Institutions
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III.4
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Guidelines on Approved Exchanges
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III.5
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Guidelines on Investment Managers
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III.6
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Guidelines on Capital Preservation Funds
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III.7
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Guidelines on Securities Lending
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III.9
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Guidelines on Reserving Standards for Investment Guarantees
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III.10
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Guidelines on Index-Tracking Collective Investment Schemes
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III.14
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Guidelines on Default Investment Strategy
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Part IV Guidelines on Scheme Operations
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No.
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Name of Guidelines
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Issued Date (month/year)
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|---|---|---|
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IV.1
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Guidelines on Disclosure of Annual Fees (Revoked with effect from June 2004)
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IV.2
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Guidelines on Reports Relating to Payment of Mandatory Contributions
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IV.3
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Guidelines on Election for Transfer of Accrued Benefits
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IV.4
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Guidelines on Payment of Accrued Benefits - Documents to be Submitted to Approved Trustees
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IV.6
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Guidelines on Notice for Unclaimed Benefits (Revoked with effect from November 2008)
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IV.7
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Guidelines on Fees for Portability
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IV.8
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Guidelines on Enrolment and Contribution Arrangements for Relevant Employees Other Than Casual Employees
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IV.9
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Guidelines on Enrolment and Contribution Arrangements for Casual Employees
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IV.10
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Guidelines on Enrolment and Contribution Arrangements for Self-employed Persons
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IV.11
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Guidelines on Contribution Period in Respect of a Relevant Employee
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IV.12
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Guidelines on Relevant Income in Respect of a Relevant Employee
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IV.13
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Guidelines on Compensation Fund
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IV.14
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Guidelines on Remittance Statement
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IV.15
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Guidelines on Person Exempt under section 4(3) of the Mandatory Provident Fund Schemes Ordinance
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IV.16
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Guidelines on MPF Coverage on Employees Working Outside Hong Kong
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IV.17
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Guidelines on Contribution Arrangement of a Self-employed Person
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IV.18
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Guidelines on Contribution Arrangement of a Self-employed Person Who Sustains a Loss
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IV.19
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Guidelines on Minimum and Maximum Levels of Relevant Income of a Self-employed Person
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IV.20
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Guidelines on Prepayment of Contributions
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IV.21
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Guidelines on Unclaimed Benefits
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IV.22
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Guidelines on Statement Required under Section 7AB of the Mandatory Provident Fund Schemes Ordinance
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IV.23
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Guidelines on Transfer Statement and Confirmation
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IV.24
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Guidelines on Transfer Process under Sections 148A and 148B of the Mandatory Provident Fund Schemes (General) Regulation
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IV.26
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Guidelines on Giving of Notices or Documents by Electronic Means
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IV.27
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Guidelines on Benefit Payment Statement
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Part V Guidelines on ORSO Interface
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No.
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Name of Guidelines
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Issued Date (month/year)
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|---|---|---|
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V.1
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Guidelines on MPF Exempted ORSO Schemes - Application for Exemption of ORSO Exempted Schemes (Revoked with effect from April 2023)
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V.2
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Guidelines on MPF Exempted ORSO Schemes - Application for Exemption of ORSO Registered Schemes
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V.4
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Guidelines on MPF Exempted ORSO Schemes - Preservation of Benefits
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V.5
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Guidelines on MPF Exempted ORSO Schemes - Illustrative Examples
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V.6
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Guidelines on MPF Exempted ORSO Schemes - Application for Approval of Appointment of Trustees
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V.7
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Guidelines on MPF Exempted ORSO Schemes - Application for Approval of Appointment of Directors of Trustees
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V.8
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Guidelines on MPF Exempted ORSO Schemes - Application for Withdrawal of Exemption Certificate of an ORSO Exempted Scheme
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V.9
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Guidelines on MPF Exempted ORSO Schemes - Application for Withdrawal of Exemption Certificate of an ORSO Registered Scheme
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V.10
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Guidelines on MPF Exempted ORSO Schemes - Filing of Annual Report
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V.11
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Guidelines on MPF Exempted ORSO Schemes - Withdrawal of Minimum MPF Benefits
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Part VI Guidelines on Intermediaries
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No.
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Name of Guidelines
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Issued Date (month/year)
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|---|---|---|
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VI.1
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Guidelines on MPF Intermediary Registration and Notification of Changes
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VI.3
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Guidelines on Annual Returns to be Delivered by Registered Intermediaries
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